TRANSACTION AUDIT & COMPLIANCE
- Secretarial Audit
- Due Diligence
- Compliance Advisory
- ROC Filing
- FEMA Compliance
- Mergers
- Acquisitions
- Amalgamations
- Joint Venture
- IPO / listing / delisting
Issuance of Shares to the investors or appointing a Director on your board. Arranging transfer of shares from one person to another or just changing your office? All the activities needs a Compliance and sometime ROC filings too. Be it a complete transaction of raising a money or Due Diligence or just giving effect to the part of transaction.
Annual Filings of the Company or LLP :
Each Company registered under the Companies Act, 2013 are required to file certain forms (Balance Sheet and Shareholder Pattern) mandatorily every year with ROC/MCA.) Also popularly known as Annual Filings.
Similar to Company, LLPs in India are also required to file its Balance Sheet and Ownership Structure annually in Form 8 LLP and Form 11 LLP.
Transactions :
Change in Director of the Company, Addition of Directors, Addition of Shareholders, Transfer of Shares, executing Shareholders Agreement (SHA), Due Diligence before the investment, Change in Registered office of the Company, Appointment of Investor Directors, Conversion of Company into LLP or LLP into Company, Changing the Registered Office of the Company and distribution of Dividend, Buy Back of Shares, Allotment of Shares to new investors on various round of investment, issuance of Share Certificates.
Compliance:
Charge related filings (Once company avails secured loan) – Filing of Form CHG 1, CHG – 4, Deposit Related filings (Filing of form DPT 3), Micro, Small and Medium Industries (MSME) related filings.
Due Diligence and Health Check-ups:
Bank Specific Due Diligence, Compliance Specific Due Diligence or Health Check up of Body Corporate, Specific purpose DD, Annual Secretarial Audit, MGT 8 (Secretarial Compliance DD).